October 27, 2021

Post-SPAC Music Streaming Company Reaches $38.8 Million Settlement in Ongoing Fraud Action

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October 26, 2021

SEC Issues Agendas for October 28 and November 3 Meetings of the Asset Management Advisory Committee

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October 26, 2021

SEC Obtains Asset Freeze and Other Relief in Halting Penny Stock Scheme on Twitter

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October 19, 2021

Credit Suisse to Pay Nearly $475 Million to U.S. and U.K. Authorities to Resolve Charges in Connection with Mozambican Bond Offerings

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October 18, 2021

SEC Staff Releases Report on Equity and Options Market Structure Conditions in Early 2021

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October 15, 2021

SEC Awards $40 Million to Two Whistleblowers

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