November 05, 2021 SEC Approves PCAOB Rule to Establish A Framework for Determinations Under the Holding Foreign Companies Accountable Act READ MORE
November 05, 2021 SEC Wins Jury Trial: Hedge Fund Adviser Found Liable for Securities Fraud READ MORE
November 04, 2021 Electronic Submission of Applications for Orders under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings on Form 13F, and Form ADV-NR; Amendments to Form 13F READ MORE