November 05, 2021

SEC Approves PCAOB Rule to Establish A Framework for Determinations Under the Holding Foreign Companies Accountable Act

READ MORE
November 05, 2021

Nicole Creola Kelly Named Chief of SEC Whistleblower Office

READ MORE
November 05, 2021

SEC Wins Jury Trial: Hedge Fund Adviser Found Liable for Securities Fraud

READ MORE
November 04, 2021

Updating EDGAR Filing Requirements

READ MORE
November 04, 2021

Electronic Submission of Applications for Orders under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings on Form 13F, and Form ADV-NR; Amendments to Form 13F

READ MORE
November 04, 2021

SEC Updates Electronic Filing Requirements

READ MORE