November 19, 2021

SEC Appoints Haoxiang Zhu Director of Division of Trading and Markets

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November 19, 2021

McKinsey Affiliate to Pay $18 Million for Compliance Failures in Handling of Nonpublic Information

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November 18, 2021

SEC Proposes Updates to Electronic Recordkeeping Requirements

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November 18, 2021

SEC Proposes Rule to Provide Transparency in the Securities Lending Market

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November 18, 2021

Reporting of Securities Loans

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November 18, 2021

SEC Announces Enforcement Results for FY 2021

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