January 14, 2011

Trade Acknowledgment and Verification of Security-Based

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January 06, 2011

Suspension of the Duty to File Reports for Classes of Asset-Backed Securities Under Section 15(d) of the Securities Exchange Act of 1934

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December 20, 2010

Registration of Municipal Advisors

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December 15, 2010

Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies; Technical Amendments to Rule 19b-4 and Form 19b-4 Applicable to All Self-Regulatory Organizations

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December 15, 2010

End-User Exception to Mandatory Clearing of Security-Based Swaps

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December 15, 2010

Conflict Minerals

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