May 20, 2013
May 01, 2013
Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act
READ MOREMay 01, 2013
Cross-Border Security-Based Swap Activities; Re-Proposal of Regulation SBSR and Certain Rules and Forms Relating to the Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
READ MOREMarch 08, 2013
Regulation Systems Compliance and Integrity (Proposed Rule and Form; Proposed Rule Amendment)
READ MOREJanuary 15, 2013
Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers (Extension of Comment Period)
READ MOREOctober 18, 2012