September 18, 2018

SeaWorld and Former CEO to Pay More Than $5 Million to Settle Fraud Charges

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September 17, 2018

SEC and NYU to Host Sept. 21 Forum on High-Frequency Trading and Liquidity Resiliency

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September 17, 2018

Mark Wolfe Named Associate Director in Office of Derivatives Policy and Trading Practices

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September 14, 2018

SEC Charges Investment Advisers With Defrauding Retail Advisory Clients

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September 14, 2018

Whistleblower Receives Award of Approximately $1.5 Million

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September 14, 2018

SEC Charges Citigroup for Dark Pool Misrepresentations

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