October 16, 2020

SEC Releases Agenda for October 26 Roundtable on Regulation Best Interest and Form CRS

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October 15, 2020

SEC and CFTC to Hold a Joint Open Meeting on October 22

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October 15, 2020

SEC Charges Andeavor for Inadequate Controls Around Authorization of Stock Buyback Plan

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October 15, 2020

Board Member James G. Kaiser to Retire From the PCAOB; Contributed Substantially to PCAOB Strategic Plan and the Use of Technology to Enhance Audit Quality

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October 15, 2020

SEC Appoints PCAOB Chief Auditor Megan Zietsman to PCAOB Board

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October 15, 2020

SEC Awards $800,000 to Whistleblower

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