December 18, 2020

Small Business Advocate Releases Annual Report for Fiscal Year 2020

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December 18, 2020

SEC Announces the Creation of the Security-Based Swaps Joint Venture, Led by Division of Examinations and Division of Trading and Markets

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December 17, 2020

SEC Approves 2021 PCAOB Budget and Accounting Support Fee

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December 17, 2020

SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution

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December 16, 2020

SEC Adopts Clearing Agency Rule to Limit Potential for Overlapping or Duplicative Regulation

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December 16, 2020

Luckin Coffee Agrees to Pay $180 Million Penalty to Settle Accounting Fraud Charges

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