August 31, 2021

SEC Obtains Emergency Relief, Charges Couple Who Operated $18 Million Ponzi scheme

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August 30, 2021

SEC Announces Three Actions Charging Deficient Cybersecurity Procedures

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August 27, 2021

SEC Issues Whistleblower Awards Totaling $2.6 Million

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August 27, 2021

SEC Requests Information and Comment on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology

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August 26, 2021

SEC Charges Underwriter and Its Former CEO With Misconduct In Muni Bond Tender Offer

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August 25, 2021

Chair Gensler Announces Addition of Barbara Roper to Senior Staff

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