| 2010 EDGAR Filing Calendar for December 31 Fiscal Year End Investment Management Filers. Contact us for other fiscal year end filing dates. |
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| MONTH | SEC HOLIDAY (NO FILINGS) |
DUE DATE | SUBMISSION TYPE |
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| JAN | 1 (Fri.)-New Years Day | ||||||||
| 18 (Mon.)-MLK Jr. Day | |||||||||
| FEB | 15 (Mon.)-Washington's B'day | ||||||||
| 16 (Tue.) | 13G & /A, 13F | ||||||||
| MAR | 1 (Mon.) | NSAR-B, NSAR-U | |||||||
| 2 (Tue.) | NT NSAR | ||||||||
| 11 (Thur.) | N-CSR, N-30D | ||||||||
| 12 (Fri.) | NT NCSR | ||||||||
| 16 (Tue.) | Late NSAR-B & -U | ||||||||
| 26 (Fri.) | Late N-CSR | ||||||||
| 31 (Wed.) | 24F-2 | ||||||||
| APR | |||||||||
| MAY | 17 (Mon.) | 13F | |||||||
| 31 (Mon.)-Memorial Day | |||||||||
| JUN | 1 (Tue.) | N-Q | |||||||
| JUL | 5 (Mon.)-Independence Day | ||||||||
| AUG | 16 (Mon.) | 13F | |||||||
| 30 (Mon.) | NSAR-A | ||||||||
| 31 (Tue.) | NT NSAR, N-PX | ||||||||
| SEP | 6 (Mon.)-Labor Day | ||||||||
| 8 (Wed.) | N-CSRS, N-30D | ||||||||
| 9 (Thur.) | NT NCSR | ||||||||
| 14 (Tue.) | Late NSAR-A | ||||||||
| 23 ( Thur.) | Late N-CSRS | ||||||||
| OCT | 11 (Mon.)-Columbus Day | ||||||||
| NOV | 11 (Thur.)-Veterans Day | ||||||||
| 15 (Mon.) | 13F | ||||||||
| 25 (Thu.)-Thanksgiving | |||||||||
| 29 (Mon.) | N-Q | ||||||||
| DEC | 24 (Fri.)-Christmas | ||||||||
| Compliance deadlines for Investment
Management Companies are indicated
below. If due date falls on a weekend or holiday, the filing is due on the next business day. |
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| N-CSR(S), N-30D |
Must
be transmitted to shareholders within 60 days following each half year end.
The EDGAR filing is due ten calendar days following the actual transmittal date. Registered unit investment trusts only file N-30D. |
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| NT NCSR | Due on the first business day after the N-CSR(S) due date. | ||||||||
| Late N-CSR | After filing an NT NCSR, the deadline for the N-CSR(S) is extended 15 calendar days from the due date. | ||||||||
| N-Q | Due 60 days following the end of the first and third quarters. | ||||||||
| NSAR-B | Due from registered management investment companies 60 days after the fiscal year end. | ||||||||
| NSAR-A | Due from registered management investment companies 60 days after the first half of the fiscal year. | ||||||||
| NSAR-U | Due from registered unit investment trusts 60 days after the fiscal year end. | ||||||||
| NT NSAR | Due on the first business day after the N-SAR due date. | ||||||||
| Late NSAR | After filing an NT NSAR, the deadline for the N-SAR is extended 15 calendar days from the actual due date. | ||||||||
| Form 13F | Due from institutional investment managers 45 days following the end of each calendar quarter. | ||||||||
| Sched.13G, 13G/A | Due 45 days following calendar year end. | ||||||||
| Sched.13D | Due 10 days after acquisition of more than 5% beneficial ownership. | ||||||||
| 24F-2 | Due 90 days following fiscal year end. | ||||||||
| N-PX | Due no later than August 31 of each year. | ||||||||